Receive and review internal Suspicious Activity Reports (SARs) and ensure timely and accurate reporting to relevant authorities, such as the Financial Crimes Enforcement Network (FinCEN).
Conduct thorough investigations into potentially suspicious activities, including transaction monitoring, customer due diligence, and enhanced due diligence.
Develop, implement, and maintain the firm's Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) policies and procedures, ensuring they align with regulatory requirements.
Oversee the development and delivery of AML/CTF training programs for all relevant employees, ensuring a high level of awareness and understanding.
